#41 Tim Mortimer - Structured Products as Investment Tools

Nick Parcharidis reflects on his 30-year journey through structured products and private wealth, starting at the American Stock Exchange and later launching global businesses at Citigroup. He shares insights on the growth of alternatives, platform innovation at iCapital, and adapting to client needs across the U.S., LATAM, and Europe, highlighting the role of education, technology, and clear portfolio integration.

In this episode of Nalu Finance, we sit down with Andrew Glantz, at Xclaim, to explore the $40-50 billion market of bankruptcy claims trading. Andrew dives deep into the risks and rewards of investing in bankruptcy claims, including why this asset class remains largely uncorrelated to traditional markets, the four key risks investors must assess, and how careful research can uncover significant value-creation opportunities. He also unpacks the extraordinary case of FTX bankruptcy claims, where early buyers saw 10x+ returns as assets were uncovered.

In this episode of Nalu Finance, we welcome Andy Constan, CEO and CIO of Damped Spring Advisors, to explore the fascinating world of macroeconomic investing. Andy shares his journey from working at renowned firms like Bridgewater and Brevan Howard to founding Damped Spring, a research firm that has garnered an impressive following among top institutional investors. We discuss his unique investment philosophy, the role of market dynamics, and the lessons learned from navigating significant market events.Whether you’re interested in understanding macro strategies, the impact of central bank policies, or how to stay ahead in turbulent markets, this episode offers invaluable insights. Tune in to learn how Andy’s expertise can help you think differently about risk, investments, and portfolio management.

Navigating FinTech Partnerships in a Regulated WorldAs the possible combination of digital features increases, financial services become more complex and regulated than ever. At the same time, the rapid growth of Fintech expands the options to build, buy, invest, or partner.This interview between Frank Krings (Financial Servies) and Stefan Wagner (FinTech & Nalu Finance Host) addresses what is essential for both sides when a regulated financial services company engages with Fintech. Build or Partner Decision in Financial Service Positioning for Large-Scale Partnerships by a Fintech The Balance Between Innovation and Risk Management Cyclicality and Seasonality in Decision-Making Cycle Managing Stakeholders and Scope Creep Evolving Acceptance of Technology and Metrics for Success Aligning Success Metrics and Relationship Growth Frank Krings is a Franco-German financial services executive and banker with extensive experience across Europe, Asia, and the U.S. He has held senior roles in banking, asset management, investment, and technology, serving on executive boards in developed and emerging markets. Currently, he is an independent Senior Advisor and Non-Executive Director, consulting for Bain & Company, SAP Fioneer, and Zeotap. He also serves on the boards of the Franco-German Chamber of Commerce and Tourmaline Labs. Frank holds the Order of Merit of Luxembourg and leads the Luxembourg ICC and Arbitration Council. Previously, he was Deutsche Bank’s CEO for Western Europe and held leadership positions in Luxembourg, France, Türkiye, and Thailand.

One of the industry's most significant trends is the increasing integration of artificial intelligence (AI) and machine learning (ML) into financial services. These technologies are revolutionising areas like personalised investment advice, data optimisation, and operational efficiency. However, navigating AI in a highly regulated financial environment presents unique challenges.Our latest podcast explores these trends and much more in conversation with Christian. Don't miss it!Stay curious and keep investing smartly.Stefan WagnerHost of the Nalu FM Finance Podcast

Learn the appeal structured products have for investors seeking a balance between equity risk and capital protection Discover different options for investors based on their market, risk profile and portfolio size Debunk common myths about structured products Realize the advantage of defined outcome

Join us in this Nalu FM Finance podcast episode as we speak with Rajesh Amin, Founder of 2RSquared, on how to harness the overwhelming amount of growing data to create efficient and effective investment solutions. Learn how advanced front office systems enable smaller and medium-sized firms to compete. Discover how technology enables personalized investment products on a large scale. Understand how to choose different risk metrics based on the client's utility and risk perception. Realize why human involvement in research remains crucial.

Join us in this Nalu FM Finance podcast episode as we speak with Sean Adler, CEO of GZI, about the practical aspects of quantitative investment strategies and alternative financial data. In this episode, Sean demystifies smart beta, factor investing, and quantitative finance, explaining their real-world applications. He emphasizes the importance of not relying solely on backtests and discusses the balanced integration of AI in financial markets, highlighting both its potential and pitfalls. Sean also shares insights on risk management, the use of derivatives, and the continuous optimization needed to stay competitive. Stay curious and keep investing smartly,Stefan WagnerHost of the Nalu FM Finance Podcast

Dear Friends and Colleagues,In a captivating podcast episode, Stefan sits down with Andreas Loetscher, Managing Director of ABBL, a boutique consultancy specializing in reputation protection. Andreas shares intriguing insights from his extensive career in financial auditing and crisis management, including his time at major firms like Ernst & Young and Deutsche Bank. He recounts his firsthand experiences with significant crises such as the Siemens corruption scandal, the Kweku Adoboli case at UBS, and his involvement in the notorious Wirecard audit during one of Germany’s largest frauds.Listeners are promised a deep dive into the intricacies of financial audits, crisis management, and maintaining corporate integrity in the face of adversity. Stay curious and keep investing smartly,Stefan WagnerHost of the Nalu FM Finance Podcast

Dear Friends and Colleagues,In this in-depth podcast episode, Bruce Traan, Global Head of Indices at dxFeed, unpacks the intricacies of index management, emphasising the importance of creating tailored indices to meet specific investment strategies. He underscores the critical nature of data quality and the need for transparency in the processes involved.Bruce also touches on utilising AI and machine learning in developing indices and the significance of clearly communicating the methodologies used. This episode provides insights into the evolving landscape of financial markets and the influence of technological progress on these markets.Bruce Traan is an accomplished business leader with over 21 years of global experience in capital markets and the index industry. He specialises in strategic partnerships, global business development, and index product strategy. Before joining dxFeed in September 2023, Bruce founded Benchmarket, the first peer-to-peer exchange for index licensing. Before that, he served as Chief Index Officer at Coin Metrics and held senior leadership roles at Cboe Global Markets, overseeing the geographic expansion of benchmark products and services. Bruce holds a bachelor’s degree in computer science with a minor in finance from Northeastern Illinois University and an M.B.A. from Northwestern University’s Kellogg School of Management.---------------------------------------------------------------------------------------------------------Please go to www.myindex.solutions to receive the e-book "Index Technology Providers" which compares the offerings of multiple index providers, including dxFeed. ---------------------------------------------------------------------------------------------------------Stay curious and keep investing smartly,Stefan WagnerHost of the Nalu FM Finance Podcast