Regulatory Transactions Reporting

In this episode of Operations Unpacked, hosts Victoria Sena and Colin Anderson sit down with Tom Cluett and Gwen Norman from Redwood Co Sec Limited to explore the often-overlooked world of company secretaries. From behind-the-scenes governance to the realities of compliance and board dynamics, they reveal what the role really involves day to day—along with a few surprises about the “secret lives” of those who keep organisations running smoothly. Hosted on Acast. See acast.com/privacy for more information.

In this episode of Operations Unpacked, hosts Victoria Sena and Alan Burr are joined by Matthew Vincent and Nicholas Bruce to explore the complexities of regulatory transaction reporting. The discussion delves into the critical role that accurate and timely reporting plays in maintaining market integrity and meeting regulatory obligations. Drawing on their industry experience, the guests unpack common challenges firms face, including data quality issues, evolving regulatory expectations, and the operational burden of compliance. The conversation also highlights best practices, practical insights, and the importance of strong governance frameworks to ensure effective reporting processes. This episode offers valuable perspectives for professionals navigating the ever-changing regulatory landscape within financial services. Hosted on Acast. See acast.com/privacy for more information.

In this episode of Operations Unpacked, hosts Victoria Sena and Rachel Clark sit down with Samantha Moore from Partner Capital to lead about a Day in the Life in Business Operations. They discuss challenges and opportunities that come with a career in operations; how to navigate steep learning curves; the importance of mentors in early stages of a career; what a typical day in operations looks like; the importance of policies and procedures; how operational staff can be leaders; what moving to another country involves; what makes a good operational professional beyond technical capabilities; what to do when things go wrong; important operational skills; what the EOS system is; and how to lead teams that may be unseen, but are critical to the success of a business. Hosted on Acast. See acast.com/privacy for more information.

In this episode of the CISI podcast Operations Unpacked, hosts Victoria Sena and Colin Anderson are joined by Paul Darroch Groden to discuss effective exam preparation. Paul shares practical guidance on how candidates can approach their studies with confidence, covering strategies for structuring revision, managing time, and making the most of available learning resources. The conversation offers valuable insights for anyone preparing for CISI examinations, highlighting common challenges and practical tips to help learners perform at their best. Hosted on Acast. See acast.com/privacy for more information.

In this episode of Operations Unpacked, from the Chartered Institute for Securities & Investment (CISI), industry experts Phil Clements and Stacey Onyido explore the evolving landscape of financial promotions. Moderated by hosts Victoria Sena and Colin Anderson, the discussion examines emerging regulatory expectations, common compliance challenges, and innovative approaches firms are adopting to navigate an increasingly complex environment. A timely and practical conversation for operations and compliance professionals seeking clarity in a fast-changing space. Hosted on Acast. See acast.com/privacy for more information.

In this episode of CISI Operations Unpacked, Andrew Muir unpacks the evolution from ISO 15022 to ISO 20022 and explains why it is central to the digital transformation of financial services.Andrew outlines why ISO 20022 was developed, by whom, and how its structured, data-rich messaging model improves on legacy standards. He breaks down the key components of the ISO 20022 framework and explains how it interacts with SWIFT as part of the global migration programme.The discussion explores which firms are impacted — from banks and payment providers to custodians, market infrastructures, fintechs and even organisations that may not initially realise they fall within scope. Andrew shares practical examples of firms using ISO 20022 to enhance straight-through processing, improve data quality, and strengthen financial crime controls.The episode also examines what gives ISO 20022 an edge over alternatives — including richer data, interoperability and future-proof design — while addressing the challenges and unintended consequences firms face during implementation.A clear and practical guide to why ISO 20022 matters, who it affects, and how it is reshaping financial operations. Hosted on Acast. See acast.com/privacy for more information.

In this episode of the CISI podcast Operations Unpacked, hosts Victoria Sena and Colin Anderson sit down with Gail Thomson and Shaig Mougal to explore the past, present and future of CASS. Together, they unpack how the Client Assets Sourcebook has evolved, what firms need to know about today’s regulatory expectations, and where CASS is heading next. From lessons learned and common challenges to emerging trends and practical insights, this conversation offers a timely and accessible deep dive for anyone involved in safeguarding client assets. Hosted on Acast. See acast.com/privacy for more information.

In this episode of Operations Unpacked, hosts Victoria Sena and Rachel Clark engage with Nathan Young to explore the concept of a ‘Second’. Nathan explains that a Second is not merely a role but a specific type of person who thrives in supportive positions. The conversation delves into the traits that define Seconds, the importance of followership, and the distinction between risk aversion and change aversion. Nathan also discusses the rarity of Seconds in the workforce and how individuals can identify and develop their Second nature. Real-life examples illustrate the vital role Seconds play in organisations, emphasising the symbiotic relationship between Seconds and First-in-Command leaders. The episode concludes with resources for further exploration of the Second identity. Hosted on Acast. See acast.com/privacy for more information.

In this episode of Operations Unpacked, hosts Victoria Sena and Rachel Clark sit down with Natasha Mackintosh from bdh Sterling to lead about a Day in the Life in Business Operations. They discuss challenges and opportunities that come with a career in operations; how to navigate steep learning curves; the importance of mentors in early stages of a career; what a typical day in operations looks like; the importance of policies and procedures; how operational staff can be leaders; what moving to another country involves; what makes a good operational professional beyond technical capabilities; what to do when things go wrong; important operational skills; what the EOS system is; and how to lead teams that may be unseen, but are critical to the success of a business.  Hosted on Acast. See acast.com/privacy for more information.  Hosted on Acast. See acast.com/privacy for more information.

In this special episode of Operations Unpacked presenter Victoria Sena gives listeners a peek behind the scenes of the CISI Compliance and Operations Conference at Murrayfield Stadium in Edinburgh, Scotland. Victoria holds exclusive interviews with some of the speakers and attendees that made the day what it is – a celebration of compliance and operations:Colin Anderson, Senior Relationship Manager at the CISI provides an overview of what’s planned for the day Professor Donald MacLean, Business Strategy Specialist shares his expertise on strategy Stephen Ingledew OBE, Chairman of FinTech Scotland provides an overview of the work of FinTech Scotland Shaid Moughal, Head of Client Assurance, Aberdeen Group plc gives an exclusive on what’s in store for the afternoon sessions Tracy Vegro OBE, CEO of the CISI discusses the CISI’s Certificate in AI and why having women in Operations matters Amarjit Singh, Blockchain Leader educates listeners on blockchain and digitisation Dorothy Hamilton, Director of Supplier Management at M&G speaks about the importance of DE and I and its impact on profitability and operational excellence Orla Grassom, Future Assets graduate and student attendee shares her experience of the Future Assets programme and reflects on her highlight of the day  Hosted on Acast. See acast.com/privacy for more information.