Jay Rosen on Navigating Ethics and Compliance Challenges Through Self - Monitoring
20/02/2024
0:00
8:28
Innovation comes in many forms, and compliance professionals must be ready for and embrace it. Today, I visited with well-known compliance professional Jay Rosen to discuss how companies can improve their compliance programs through self-monitoring.
Jay Rosen is a seasoned professional with a background in investment banking and a keen interest in ethics and compliance programs. Rosen’s in-depth analysis of FCPA enforcement actions over the past ten years shaped his perspective on ethics and compliance programs. He believes companies should consider their internal setup before hiring a third party for assistance. He suggests that while an outside perspective can sometimes lead to a deeper investigation, a mature ethics and compliance program with sufficient in-house resources can also be effective. Rosen emphasizes the importance of objectivity in these programs and proposes a compromise of working with a fractional monitor if the company lacks the necessary headcount. He sees the increasing use of data analytics and self-reporting as key factors in improving ethics and compliance efforts within organizations.
Resources:
Jay Rosen on LinkedIn | Twitter
Tom Fox
Instagram
Facebook
YouTube
Twitter
LinkedIn
D'autres épisodes de "Innovation in Compliance with Tom Fox"
Ne ratez aucun épisode de “Innovation in Compliance with Tom Fox” et abonnez-vous gratuitement à ce podcast dans l'application GetPodcast.