Compliance Lives

Carrie Penman holds the title of Chief Risk & Compliance Officer at NAVEX. Unofficially she's an icon of the industry, having served as an ethics officer when the field was young and in a leadership role at the Ethics Officer Association.Listen in as she shares her remarkable journey, including her work as an advisor, how our profession has evolved, and what she has found to be the keys for success.

Gates Garrity-Rokous, Vice President and Chief Compliance Officer at The Ohio State University, is an idealist. It has motivated him throughout his life, which includes experiences ranging from the Peace Corps to the US Attorney's Office to becoming a compliance officer.Listen in as he shares his remarkable career and advice, including for how to handle the very tough challenge of investigating the top leader of an organization.

In addition to being the Deputy General Counsel, Vice President, Head of Global Business Integrity at Docusign, Hemma Lomax is a prolific writer about all things compliance. Her thoughtful pieces are designed, she explains, to invite readers to a thinking game.In the latest Compliance Lives podcast she shares her insights into writing, her commitment to doing the right thing and helping others to do so, as well as her journey across continents and through the world of compliance.

From ERISA to M&A to FCA, Ellen Hunt has had a fascinating and varied compliance life. An employee benefits then M&A lawyer, she made her way to compliance and never looked back, becoming one of the leading voices in the profession.In our conversation she discusses building an effective relationship with the board, the importance of having a network, the wisdom of basketball's Michael Jordan, and the secret sauce of a successful career.

Marjorie Doyle is a compliance pioneer, leader, innovator and mentor. She created at DuPont a model for how to build a successful compliance program. She taught at the SCCE Basic Compliance & Ethics Academy for almost two decades. And, along the way, she has counseled countless members of our community, while tirelessly advocating for our profession.She's also taught us about what it's like having a ranch in Texas.Listen in to this podcast to learn about shaping a strong compliance program, turning around a company under monitorship, how to work with and get what you need from leadership, and how to optimiaze your relationship with the board.

Jonathan Armstrong believes that compliance officers have more in common with potato chips than most would think: both need to maintain their crunch.This isn't just a glib thought. It comes from experience working at a potato chips factory and from more than 25 years serving the compliance community, currentlyas a partner at the London lawfirm Punter Southall,. His expertise in a wide range of topics, including the compliance risks of technology, is legendary. So, too, has been his generosity in sharing his wisdom freely.Listen in as he illuminates how compliance is changing and why it's no longer just a home game for organizations.

Few people pay as much attention to what's going on in compliance and ethics than Radical Compliance's Matt Kelly. His weekly newsletter is a must-read for anyone in the field, and this podcast is a must listen.In the latest Compliance Lives podcast Matt shares how he came to the field, what he sees, and where the thinks the future will take us. Spoiler alert: It's not just AI we should be concerned about.Listen in to get to know Matt better and to learn how to better prepare for both the present and future of compliance.

Scott Moritz likes to think like a criminal. Both during his long tenure at the FBI and the year's since in the private sector, he has found it helpful to get inside the heads of offenders to understand what they were thinking.In the latest Compliance Lives podcast he addresses the importance of understanding what motivates wrongdoing, the value of being curious, and knowing when you need to turn to others for help.He also talks abut the adjustment in thinking that individuals leaving law enforcement need to make when entering the private sector.Listen in to hear about his very interesting compliance life.

How does a book-loving journalist working on publications such as Family Handyman end up a leader and trusted expert in the field of compliance & ethics? In this podcast Kirsten Liston, CEO and Founder of Rethink Compliance, shares that it takes some curiosity, the willingness to take chances, and a never-ending interest in the field.Listen in as she shares her compliance life, what makes for successful programs, and where she thinks compliance teams should be investing their time and resources.

Jay Greenberg has led a compliance life like no other. From engineering student to consultant to Special Agent at the FBI to their Chief Compliance Officer and now on to Managing Director at EY, he's seen and done more than most.In this podcast he shares why an engineering degree is helpful even in compliance, the importance of public service, the range of cases he worked on, the importance of culture, the value of work-life harmony, the avoidable mistakes that companies so often make, and how to conduct an investigation better...